- Strife and war
There has always been a significant trend in the world towards religious warfare.
Some despair and say that this is because of human nature. We can see the warlike
and destructive and sadistic aspects of human nature clearly with a few glances at
history. And we can see that the 20th century was among the most
devastating when it comes to humans killing and repressing other humans. This has
not been a good historical era for blasé notions about the perfectibility of
man.
Trying to be realistic can make us pessimistic. But despair may not yet
be appropriate. Perhaps if the reader will tolerate my irreverent humor-those who
despair are confused about who is confused about what. Most of us can be susceptible
to reactive pessimistic thinking. I believe that we should resist this temptation
to despair. We have not learned how to fight the right battle yet.
The battle is for greater awareness and clearer consciousness. Many of our
leaders and teachers have pointed us in the wrong direction. We have been peering
into the past looking for the foundations of some absolute wisdom. There have
been many leaders and teachers who have claimed simple access to some kind of
absolute wisdom. Some of these have meant well. Some have been self-serving. Many
of these have probably been a mixture of both. The issue is not who is guilty of
what. There is enough error to go round. Most of us make plenty of errors. Most of
us are capable of selfish behavior.
- Human potential
But the battle can be fought in another direction. The potential of personkind is
not exhausted by humanity's capacity for folly and destruction. Military engineering
does not exhaust our capacity for talent and creativity. There is a vast but
somewhat unexciting track record of cooperation and community building. I believe
that we have a vast capacity for compassion as well.
We are not certain about our capacities. We are not certain about the limits to
our potential. Human culture shows evidence of great variety and adaptability. Child
raising is one of the areas of potential improvement that we have only begun to
explore. Who can say for certain what our limits for learning and understanding are,
given the powerful new forms of leverage such as the information and knowledge
systems that we are now developing. These same kinds of potentials are not
necessarily guaranteed to make us more humane. To become more humane or not: that is
what the real war is all about for personkind.
- The ultimate value choice
At this point in human development, we need to accelerate a new perception among
all the persons of this planet that there is a binary choice in the realm of values.
This choice is between what I call the might-makes-right mode of assigning
and ranking values and what I call the ethical mode.
I have made a commitment to persuading as many as I can that we need a sort of
Copernican revolution in our perception of the nature of ethics and how to make
ethical valuations. Our much needed paradigm shift is metaphorically almost the
opposite of Copernicus. It is as if we have to shift from the sun back to the earth.
The sun is unearthly: it is 93 million miles "above" the earth. One might say that
the sun is transcendent when the point of reference is the earth.
Human beings are our field of immediate reality. People are our primary point
of reference. When we go about making value judgements, we would be self-destructive
and suicidal to ignore the concerns of earthly persons and shirk our duty to create
the best earthly "regime" for our great-grandchildren's great grandchildren.
Those of us who have made it into our fifth, sixth, or seventh decade in this
life know that a few generations is not such a long time. And those of us who pay
attention to the real consequences of human behavior know that our numbers are too
great and are growing too fast for us to have the luxury of ignoring the consequences
of our choices.
- Real consequences are real facts
It has been traditional in much of modern thought to assert that there are no
facts in ethics-only opinions and feelings and emotional convictions. Sometimes this
opinion has been developed along the lines that human reason cannot help us improve
our behavior. I will discuss the need to analyze the facts that are the result of
real ethical choices made in real, factual situations.
Some say that our improvement is dependent on God. But the absolutist claims of
various human beings to know what God wants or what God wills or demands are suspect
at best.
Many informed and enlightened people may agree with this description of the
ultimate choice readily, without necessarily understanding the full nature of the
revolution in perspective that is being supported here. I want to explore both the
nature of values as concepts or objects of cognition and the nature of how we
can know how to assess and rank values.
This calls for a digression on the process of knowing itself and the
consideration of the difference between knowledge and the notion of absolute
truth.
- Knowledge processing systems and The critical importance of
feedback
I believe that it is important for the further evolution of our cultural
consciousness that we get all students to understand the critical role of feedback
in all knowledge acquisition and knowledge improvement systems. This is the very
essence of science and of real philosophy as well. It is also crucial for
technology, management, and government.
A good knowledge processing system uses a dynamic method of observing what is
the case-what really happens developing a useful and reliable description of this
process proposing explanatory general descriptions that may include the explanation
of the system-process under consideration attempting to predict what has not yet
been observed.
This last predictive function in a knowledge processing system can also be
discussed in terms of the development of what we usually call hypotheses.
In human affairs, as contrasted with some knowledge system like physics,
hypotheses are goals. In social knowledge systems these goals can operate in
interactive, spiral-like processes made up of processes within processes.
Every action or event that occurs in a process like politics or economics or
religion or cultural change or social evolution occurs in a context with
interactions involving other sub-processes.
- The realm of human potential as the field for the evolution
of culture
These days many people have become interested in the satellite weather pictures
on TV. Think for a moment of the numbers of ionic/molecular units in the air and
the variety of influences on their behavior in any particular volume of a thousand cubic meters. More and more people, if they thought about the extraordinarily large quantities of entities involved, might begin to appreciate something of the difficulty of developing knowledge systems which try to predict the weather.
Think, then, for a moment of the billions of human brains on this planet and
the welter of forces influencing their perceptions and the formation of their
concepts. This is the field for the evolution of culture. This is the realm of
human potential.
- The infectiousness of viruses
Ideas are virus-like entities which can influence a large number of brains in
a short time, especially now, when we have so much more highly efficient
communications than in earlier times. Who can know what sorts of concepts we could
learn to distinguish and apply and what the limits of the resulting processes
might be.
- A digression to consider relativism before turning to a
critique of absolutism
In contrast with the claims of the absolutists, another approach has been to
say that everything is simply relative and no way of behaving is necessarily
better. This position has always been popular with people who argue against
social responsibility or against the validity of any social/humane values at
all.
This is a case of the functioning of point of view, perspective, and frame of
reference, in my opinion. Looking at human behavior from the perspective of some
brightly burning star-a star shining brightly some thousands of light years from
our earth, a star with no planets or conscious beings-in such a perspective, human
affairs are of no interest.
But from our real-life perspective as humans, human affairs are very much our
concern. Perhaps the welfare of humanity should be our concern. Perhaps not.
Perhaps it should be our ultimate concern. I believe that the welfare of all
human beings, both individually and collectively, should be our ultimate concern.
There has been a resurgence of so-called conservative thinking that asserts
that the one-thing-is-just-as-good-as-another kind of analysis has resulted in
a hopeless relativism that has undermined human morality. One of the more dramatic
examples of this yearning for moral absolutism has been the popularity of Bill
Bennet's book on the virtues.
- Inerrantism and absolutism: The problem of fundamentalism
There are a number of kinds of conservative schools of virtue in our
world today. Many of the most intense and aggressive schools have been variations
on the theme of religious fundamentalism.
The greatest problem with religious fundamentalism from the perspective of the
whole of the world's population is that too many religions seem to hold a
point of view that would exclude the validity of the point of view of other
religions.
Many of these religions hold that their particular revealed truth is an
absolute truth. This certainty of knowing an absolute truth leads many to believe
that rival perceptions of truth are an abomination, and that their propagation
in the world is dangerous and an offense toward God.
People who tend to think this way tend to be tempted to engage in religious
wars against those that do not see or believe the way they do. An excellent example
is the American political speechwriter turned journalist and then political
candidate, Pat Buchanan. He has been overt and explicit in declaring religious
war on liberal humanists and others.
- Certainty about the mind of God: knowing God's will
There are many writers, politicians, religious leaders, and seekers of publicity
who take this kind of aggressive stand about their particular version of the
truth. In the case of the religious ones, it is very strange how often
they ignore the most fundamental facts about theology and philosophy. In
particular, it is interesting how many of the more primitive thinkers ignore the
facts about human limitations and human knowledge. Such absolutists believe that
they or their teachers or religion-founders or scripture-writers somehow can know
with certainty the mind of God.
They believe-often passionately-that they know what God knows, or what God
wills, what God's judgments are, what God permits and requires. Strangely, such
people never seem to feel uncomfortable about making such shameless claims. It
seems that the psychology of such people requires them to be blind to the
unreasonableness and arrogance of their claims. Many such people do not hesitate
to declare religious war or to condemn what they call blasphemers or heretics to
death.
- The real blasphemy
I suggest that the real blasphemy is for any human being to claim to be certain
what God wills.
As the human capacity for destruction gets greater and more dispersed and
available, the warring interpreters of "God's will" make worse the
mutual misunderstanding that has become an increasing threat to peace and well
being around the world. It does not help to cite the various religions here and
there who are at war with others on a religious basis or who are capable of
initiating such war.
What is required is an urgent effort to define an ecumenical approach to
ethics. We must help each other learn how to distinguish and classify
values. We must learn to analyze our values in terms of their probable fruits
if we were to act by them. We must become aware of the ancestor concepts
which have had a role in determining the form in which our values have evolved.
The whole social quality of our future depends on our learning to recognize
those values which have been generated from might-makes-right principles as
distinguished from those which have developed from notions consistent with the
value tests of the ethical mode.
Our future depends on our learning to see the ethical mode as the true
realistic mode. Otherwise we are surrendering to a life dominated by
realists of an anti-ethical school who will consider themselves entirely
justified when they exploit the mass of humanity and humanity's home
ecosystem.
- The hope for religion
What offers hope to people-of-goodwill-toward-others in this situation is the
fact that, within the same religions which have the arrogant and aggressive
leaders, there are many practitioners of these very religions who do not fully
agree with their unyielding, would-be moral dictators.
I suggest that it is probable that most people-of-goodwill from most religions
could come to understand an ecumenical vision of ethics of a simple and clear sort
if such a vision could be clearly described in straightforward words-words
understandable in their own language.
I further suggest that many people who fear the prejudice of extreme
fundamentalists so much that they think they fear religion itself-such people
could also embrace a clear ecumenical ethic of the kind I am trying to describe.
One can be an agnostic or atheist and still be a
person-of-goodwill-towards-others.
So let's get on with the discussion of what an ethic of this kind might
be.
- Goals, orientation, and hypotheses
I think that it is particularly important to make clear and emphasize that the
approach to ethics that I am recommending is goal-oriented. It is an
approach that looks forward. It is an approach that emphasizes our positive
potential without underestimating our negative potential.
I believe that we must raise our children to believe that it is worth trying
to develop the positive side of human nature. We want them to be aware that there
are brutal or violent or uncaring aspects of human nature. But we want them to
strive to make real our more humane and harmonious potential.
The needed revolution of perspective, the paradigm shift called for requires
shifting from the notion of an authoritative sanction from the past (actuated by
the emotions associated with conscience, whether divine or otherwise conceived)
to a future potential in the form of a hypothetical goal.
- Consciousness shift and conscience
Note that as this way of thinking permeates world culture to any significant
degree of effectiveness, an increasingly great percentage of children will grow
up with a new kind of conscience-a conscience that will be more
consistently ethical rather than merely a mechanism for handing on customs and
traditions.
The results of a hypothesis used in making real choices are real facts. The
consequences can be analyzed and interpreted. The results of this inquiry can be
communicated. People can cooperate to implement new procedures designed in the
light of what has been learned.
These consequences are real facts as a result of hard choices made on the
foundations of ethical thinking just as they are with choices made on the
foundations of might-makes-right thinking.
On the might-makes-right side, a primitive and superstitious person justifying
might-makes-right may call on a god conceived of first or primarily in power
terms. Or a thinker stuck in early modern materialist/atomist paradigms may
invoke the reality of the nature of nature-and the so-called natural law, of
which there are several competing versions. A more sophisticated recent modern
may be less impressed by this approach and might simply propose might-makes-right
as the operative base for value judgements in the form of an expectation or
hypothesis, a doctrine of human nature. Examples of this are the extreme
laisser faire free market folk and the Social Darwinists.
The point is that there is a real choice in the basis for value judgements. If
we do not know the true nature of these choices, we will probably make the choices
from habit and custom or prejudice, not from considered rankings of the relevant
values and criteria. Many traditional choices do not look so sensible or wise when
we consider clearly how their basis is founded in might-makes-right doctrine. And
when we consider what amendments need to be made to conform the choices to our
root ethical values, then the choices look even less desirable.
- Fight the good fight
As sophisticated enemies of might-makes-right as an approach to ranking values
in the human predicament, we can use a disciplined process of setting up
hypothetical goals to realize our best attempts at designing procedures consistent
with our ethical standards and principles. We may be surprised at how we find ourselves abandoning old, earnest identifications of real personal liberty with unqualified property rights. We may have a difficult job of explaining and persuading. It easier for the power team to recruit allies, for they have huge armies of the more primitive superstitious folk who can be persuaded to fight by couching the battle in religious terms and in traditional shibboleths associated with defense of liberty.
- Good will, good intentions, and confusing leaders
Our work is harder, because many people-of-good-will are distracted and confused
by the failure of many of their religious leaders. These leaders cannot bring
themselves to urge their flocks to choose the faith of the ethical model over the
faith of the power/strife model. When your leader says that you are a member of an
elect who is backed by the ultimate power, when your leader says that your duty is
to fight for the side of the elect, you know who they mean. You are to choose the
elect who show the signs of their elect status in their economic or power
prosperity. This is considered more important than the old traditional ancient
and medieval ethic of personal and social relations.
- Creativity
Some people with whom I have discussed these ideas express fear that I might
be pushing the ethical program so hard that I would not have us value the original
and the creative and the artistic-let alone have us value the initiative of the
entrepreneur and the business leader.
This is not the case. First, I value the creative person or the artist as much
as anything other than a human life. Great acts of creativity are in the highest
category of value, along with ethical acts.
Second, initiative is very important. Cultivating initiative in all our children
is one of societies greatest needs and obligations. This could be a rich source of
improvements in our quality of life and solutions for social problems and
challenges.
Initiative is very important. So is efficiency, potentially. Efficiency can
improve the economic situation in the world. But the fastest way to the most
efficient may not be in the best interest of the greatest number of people. One
of the dangers in current modern trends in economic and social thought is the
notion that efficiency and its stimulator, competition are more valuable than
compassion when one ranks societal values.
- Using creativity, initiative, and efficiency
It is desirable that improvements in society which can be made, be made.
What is at issue is the cost. In the last three centuries, those who had power
over capital have tended to assume that industrialization was good in itself. But
it is one thing to explore new technology with energy and enthusiasm and another
to embrace it uncritically and without taking the amelioration of possible-and
certainly probable negative consequences as part of the cost.
This is what the concern about capitalism's creative destruction is all
about. In an ecosystem, dead plants must rot to make way for the new ones and to
fertilize-or even generate-the soil. This can be very constructive. But yeast and
molds and bacterial rot can also be diseases which destroy healthy, useful
plants. Creative destruction is not necessarily good in itself. There is
the larger ecology of the economy and the society to be considered.
- Absolutist magic and superstition
The absolutist true believer in laisser faire capitalism imagines that
the invisible hand will magically make everything come out for the best.
George Soros has made some interesting comments on this in his article about
capitalism and its problems in the Atlantic Magazine of February 1997. Some of
his language and rhetoric may be more accessible for those who studied certain
mid-twentieth century ideas, but I recommend making an effort to translate his
thoughts into a rhetoric you enjoy or respect.
Soros makes a valid critique of the absolutist assumptions of extreme
free-marketism and makes a useful suggestion that students of politics and
economics consider the importance of what he calls fallibility as
contrasted with infallible absolutist principles and dogmas.
I would certainly endorse his preference for fallibility over absolutism. In
the case of reflexivity, I personally believe that he would have been
better off talking about feedback systems, such as servo-mechanical feedback
guidance in engineering systems, or the feedback systems at work in the world
of information and ideas. He uses the term reflexivity for this, and I
have found some people put off or confused by this term.
[He may have borrowed this usage, along with the notion of fallibilism from
Dewey. I speculate that their choice to use a word with the root reflex
is grounded in the terminology of the emergence of neurology, psychiatry, and
psychology in the period between maybe 1880 and 1930. I would prefer recursiveness
or recursivity if one wants an "r" word or something more Latinate. I use
feedback and feedback process.]
- Laisser faire and extreme free marketism
My quarrel with capitalism up to the dawn of the 21st century is
that laisser faire-free-marketism theory does not adequately cope with
the problem of costs born by non-owners or people without capital in the enterprise. Members of the community who have no real or informed choice in the implementation of an enterprise have real losses when owner/capitalists do not factor real costs into the pricing structure of the enterprise, but rather pass the costs on to society.
The Adam Smith approach to wealth requires that there be benign governments who
will either regulate the capitalist elephants or will clean up behind them and
charge them for it.
- Useful governments in the Adam Smith tradition
Obviously, such governments would have to be powerful enough to get this job
done. Freedom, then, does not lie merely in absence of control or regulation. Such
an absence when taken very far allows society to drift toward license or anarchy,
states of confusion which will be replaced by monopolies, cartels, and
oligarchies. Rather, real-life, empirically-evolving freedom lies in an adequate
and effective balance of power between the elephants themselves and between
government and the elephants, be they capitalist, mercantilist, militarist,
religious, etc.
The American Constitution is the most famous attempt to put in words the rules
for a political system that aims at achieving a realistic, dynamically changing
balance between the sort of powers we are talking about. Its imperfections are
notorious, such as its surrendering to the interests of the slave owners. But
throughout the document, as amended by the middle of the 20th century,
there are phrases and clauses strategically scattered which defend the minority
or the individual.
The individual and the small group without sufficient power can only depend
on minoritarian democracy for protection. I discuss minoritarian democracy
below.
Currently, terrorism seems to be perceived by the weak or the outnumbered as
the only effective alternative for deterrence and revenge. I find those elephants
strange and repulsive who would wish such a world on posterity forever.
- The Ethical Potential: Goals and hypotheses
Lest we lose track of our current task of trying to describe a revolution in
the way we conceive of ethics and ethical goals, I think it may be useful to
emphasize the tie-in between goals and hypotheses. Hypotheses are not absolute
truths. It is in the very nature of hypotheses in knowledge seeking systems that
they are a provisional, temporary, best effort of a certain time and situation.
If we attempt to improve our social procedures in some particular way-or if
we design a prototype procedure and test it, we will discover the fruits of our
efforts. When these fruits turn out to be inconsistent with our goal, we redesign
the procedures. We may have to redesign the statement of our end goal, our major
hypothesis or set of hypotheses. We adjust the system. We do not despair.
In the real world, there are often plenty of empirical experiments with social
systems being generated spontaneously as well as intentionally, all over the earth.
We only have to identify these sub-processes and their inputs and outputs.
This may not be self-evident or easy, but useful knowledge can be gained if we
strive to note the nature of point of view and frame of reference as it operates
in each context.
- Paradigms, perspectives, point-of-view/frame-of-reference,
and entities
To understand this and to see how the identification of processes for study
and analysis is part of the revolution in how to conceptualize ethics, we need
to consider more precisely the notion mentioned above-and in the remarks about
relativism-about perspectives, viewpoints, and frames. The needed paradigm shift
requires shifting from the notion of an authoritative sanction from the past
(actuated by the emotions associated with conscience) to a future potential in
the form of a hypothetical goal.
- A digression on social change, culture, and consciousness.
Hence my concern about consciousness and my concern about teaching children
the culture of disciplined knowledge systems. I want people to understand whose
side they are on. I want people to have a sense of urgency about changing the
current world culture which avoids looking might-makes-right in the eye.
I believe that any society with television and a school system that prepares
its children for basic technical classes is in a position to raise its public
consciousness. With the right kind of use of media, enormous changes could take
place in the quality of ethical thinking among the general citizenry-especially
the parents of children.
Religious leaders who are not essentially anti-social in their program could
eventually be enlisted to support such cultural change. Ethics oriented to humane
goals is hard to make into a monster if people have clear and simple descriptions
of what ethics means. We have the media to insure the circulation of such clear
notions. We have only to translate notions described in language such as
this writing into short pamphlets and media messages in straightforward,
familiar, and understandable diction. The reader can probably help in this
effort.
- Back to the revolution, to analyzing processes, and to the
nature of things
A thing is only a thing from a particular point of view. From another point of
view it may be part of something else. Or its parts may be what seem to be the
things-i.e., entities-from yet another point of view.
Knowledge only exists in terms of particular frames of reference. This is not
bad or good. It is how we know the real.
Modern science has come to recognize that things are events or occasions. So we
need to pay attention to our frames of reference on these happenings or we become
confused about what we think we are learning.
And we should never deceive ourselves into believing that we can know with the
frame of reference of God.
But human beings are blessed with brains that can learn to see from many
different frames of reference. Thus we can correct impressions that we gain from
one limited frame by looking through another frame. This is how our empirical
knowledge has grown and has produced an accelerating technology.
- Conserving our treasures
But there are two frames of reference, two points of view, that we have to pay
much attention to if we are not going to distort our world and damage our social
potential.
One point of view that is sacred-that is, deserving of respect and honor
and tolerance-is the point of view of the individual human. Society's treasure
consists of its individuals.
But another treasure which society must conserve is its culture, including
society's overall collective knowledge and experience and procedures. This
treasure must be protected and developed further. This second perspective is a way
of looking at humanity from the perspective of the total pool of individuals:
society as a whole.
These two poles of respect define the realm of human social values. There is,
of course, a continuum between these poles-a continuum with many social entities.
Any given person may be a member of many of these smaller sets at the same
time.
- Minoritarian democracy
Our confused or selfish misperceptions about the good of society can be
harmful to our treasured individuals. How can we avoid having that happen? I know
of only one approach that seems to show promise. I call it minoritarian democracy.
Whatever democracy may have meant in ancient Greece, the only mode of democracy
which I do not fear is one that has real protection for the individual. This real
protection must be strong and effective, no matter how weak or unimportant or
peculiar that individual may seem to be, from the perspective of the majority or
the perspective of the powerful officials of any democratic government. A
particularly strong reason for this is the fact that majorities and governments
often fear various kinds of minorities whose beliefs or behavior may not suit the
taste of the majority.
Therefore I call the ethical form of democracy minoritarian
democracy. I want to emphasize that a minority may consist of one person.
The goal of a minoritarian democracy is to maximize freedom while maximizing
harmony.
Our knowledge of the path to a goal of maximizing freedom while maximizing
harmony can only be an empirical knowledge.
Absolute knowledge is the goal of absolutists, and absolutists are a subset of
the true believing might-makes-right crowd. They may do what they do in the name
of God or in the name of their own power or their own perfection. They may believe
earnestly that their own special fitness proves that they are members of some
elect. Whatever truths they invoke as absolute and infallible, absolutists are a
danger to the welfare of humankind. They are the enemy of
people-of-goodwill-towards-others if and when these absolutists would
sacrifice any human being that they or their system chooses to target-in the name
of their truth.
- Shamrocks, trinities, and first principles of ethics
A goal of maximizing freedom while maximizing harmony will be dismissed by some
as an absurd contradiction.
First this is a necessary shorthand, a slogan to condense more complex notions.
One such sort of notion is a notion of knowledge processes pursuing the
construction of social processes in a knowledge domain in which the rules require
maintaining rigorously a special respect and honor toward the individual.
This special respect and honor requires that we not rush to control or punish
individual behavior until it truly threatens real harm-not imagined
or conceivable harm, but real, super-probable harm to another.
Why does this approach to an ethical knowledge domain require this sort of
rigorous rule? What does this have to do with the possibility of an actual
evolution of an ethical, minoritarian democracy?
I believe that it is the lynchpin-the keystone for any ethical approach which
suspects that might-makes-right is the quintessential value base of the
anti-ethical.
I am not prepared to present any devastating philosophical logical
justification: I am making this respect and honor statement as an assertion. It
is the only tendency toward an absolute that I am prepared to tolerate: I am
sensitive to the absurdity of the irony here.
- Demonstrating the keystone of the principles of ethics
I am uncomfortable that no one seems to have constructed such a demonstration
over the years, especially those since Jeremy Bentham and Auguste Comte. The
traditional 18th century liberal defense of the inviolable integrity
of the individual is based on a wonderful mixture of extreme property theory and
Christianity's extreme valuation of the individual. I want to describe an approach
to ethics that will be understandable and tenable to someone outside of the
Judeo-Christian tradition, whether the outside point of view be religious or not.
I believe that people-of-good-will have to assemble the largest possible set of
allies to fight for a truly ecumenical ethic.
I may be stuck with positing this respect/honor for the individual principle
as a sort of ultimate moral intuition. This may be only a failure of creativity
and rhetorical imagination on my part, but I want to pound mercilessly on this
point, this keystone principle. Whatever its justification, I have not been able
to do without some version of it in four decades of wrestling with the issues of
social, political, and economic values.
Perhaps someone will be able to construe some argument to the effect that the
opposing principle to a might-makes-right based value system is what ethics
really is, and that the essence of such opposition requires more than
merely the good of society as a whole. That may be a way to summarize everything
I am proposing.
Meanwhile, to make ethics work, I find it necessary to make this respect/honor
requirement our only admissible absolute, our arbitrary and total duty. Until
the consciousness of what ethics really is has ripened adequately, any
person may find it difficult to explain why this is so.
Meanwhile, we can only test it as a keystone goal/hypothesis.
- The foundation of ethical principle
Therefore, this respect/honor notion becomes our primary axiom and our primary
rule. I am making the brash assertion that other notions of freedom which do not
include this "sacred" honoring of the individual are hypocritical
double-talk or self-deception. I believe that the positing of the principle is
a necessity for ethical democracy and an ethical understanding of the true nature
of freedom and liberty.
This necessary but not sufficient principle is, I believe, tied up with the
question of the relations of ends and means, and intention and practice.
There are too many examples of utopian systems crushing people. People of good
intentions have run amok over the basic dignity of those they had disapproved of.
These kinds of things have repeatedly revealed our human capacity to rationalize
sacrificing the human individual on the altars of this or that idol.
- The polar field of the respect/honor principle
The respect/honor principle has two poles, like magnets and like the very earth
itself. The individual pole seems arbitrary. But I am asserting that until someone
does a better job of deriving this principle convincingly from other convincing
facts, perhaps we should assert this version of an individualist principle until
our contemplation of the interdependence of everything leads us to a more clearly
supported understanding. Perhaps the need for arbitrary safety rules for teaching
and developing ethical consciousness will yield an a ha!, an ethical
eureka! This iron absolute might be compared to the need to teach a child
to obey the rule not to rush out into the street. It needs to be enforced beyond
rationalization until it is essentially instinctive.
The other pole, the other aspect of this principle of respect and honor is real
concern for the totality of all individual humans, the societal
super-set.
- Responsibility and compassion
This respect/honor principle is but the first of three leaves on our ethical
principles shamrock. It is easier for people of goodwill to understand the other
two leaves of our ethical shamrock's trinity. The next leaf is responsibility and
the third is compassion. Respect/honor, responsibility, compassion. I hope that
the resonance of the notion of responsibility can be felt throughout this
discussion. Those whose training and values are rich with the notion of
stewardship will feel immediately at home with this.
Responsibility is one of the prerequisites for minoritarian democracy. Such a
democracy depends on the mass of citizens being good stewards for the protection
of the weak. To hold the notion of responsibility high includes teaching
responsibility for self as well as commitment to the well being of the society
and the whole polity which is its form. This is what citizenship is.
Compassion is already broadly recognized as a necessary component of the
humane. A particular aspect of this human phenomenon is necessary for ethical
consciousness: the capacity to be able to vicariously identify with the suffering
of others. [Thanks to Joe Straley for vicarious identification with the
suffering of others.] There are very large concerns about child raising
implicit in this fact.
I am sometimes criticized for being idealistic. In our culture today, the
sophisticated-particularly the financially sophisticated-think that being
realistic is the same thing as believing in the survival of the fittest as the
only form of realism. Noting that the fitter tend to survive better than the
less fit can be a useful thing to do. But dwelling on the notion much further
than that will lead to absurd thinking. There is an absolutist belief that
18th century laisser faire theory and 19th
century social Darwinism are infallible forms of opinion that must be
acknowledged as the supreme form of realistic thinking. This belief is simply
wrong.
- Enlightened self-interest
The enlightened self-interest of every human individual and every benign
social group requires that our societal trend be ethical and not simply power
determined. I understand that there may be individuals who do not care at all
about the needs and concerns of anybody but themselves and will admit this
publicly. I do not expect to convince or convert such. I merely want to minimize
their portion of the society we live in.
A moderately intelligent person can see this as simple realism when presented
with enough of the context. I urge those who find the kind of arguments I am
presenting interesting and appealing to help us come up with coolly critiqued
perspectives and well articulated descriptions of the appropriate frames of
reference.
- Incremental evolution
I believe that the kind of evolution I am describing can only come step-by
step. It requires a kind of revolutionary evolution of consciousness. To
simplify brutally, it is theoretically possible that a dominating power which is
not close to being a proper minoritarian democracy could try to create an ethical
society rather than a might-makes-right society. Even if such a power were to
make a good start, the society would not have evolved naturally to this point and
might well not be capable of sustaining these idealistic reforms after they were
initiated by some penitent power. The road to hell is paved with good
intentions.
- Empirical pragmatism
This approach to pragmatic programs that are ethically based is not about
wishful thinking and not about magic; it is about systematic practical effort
and rigorous knowledge seeking.
It is about criticizing procedures and evaluating processes. It is about
distinguishing processes within processes.
It is about analyzing the goals of processes and about shaping effects.
It is about analyzing the fruits of processes and reevaluating both our goals
and our procedures.
It is about learning and about paying attention to feedback. It is about using
feedback to redirect our procedures and our processes.
The evolution of human culture is an increasingly self-conscious process.
Becoming mindful of the process should be the goal of human child rearing and
education. We must become more and more effectively conscious about the
fruit of our child rearing, our educating, and our experiments with the social
process.
- Absolutism versus an ultimate
Some "realists" would have us turn into cold rationalists. Some would have us
become manipulating social engineers like a Marxist or Leninist or Maoist or a
Khmer Rouge or like the Nazi "eugenics" manipulators. Such "social engineering"
would make humanity worse than it already is. I am advocating a humane, down to
earth approach, not an abstract design followed by coercive implementation.
Nor will it be useful and helpful to humanity to let a blind, magical faith
in laisser faire be our beacon. Such an absolutist faith in a "best of
all possible" economic theory is about as reasonable as Karl Marx's notion that
his necessarily-evolving government of the dictatorship of the proletariat would
necessarily wither away.
Utopias do not evolve. One reason for this is that they are predefined
abstractions, usually set up on either Romantic or absolutist principles, or
both.
Open societies might evolve. We should make them our hypothetical goal, but
we should never stop reevaluating our goal nor the methodological and procedural
goals we use to pursue our ultimate goal.
Notice that the goal is ultimate. Our goal is not absolute.
What is the ultimate quality of the ethical goal that I am asking that we try
to describe? Its ultimateness consists of its general inclusiveness and in its rank
as a priority and its rank as a standard for assessing the appropriateness of
methods and procedures.
- The simultaneous ideals
Our goal of a simultaneous maximizing of both freedom and harmony is an ideal
but not an absolute. It is a direction in which we point the vessel of
civilization like the directions ancient Polynesians used when they set out for
islands they had not yet found.
But it is also a value standard. It sets up qualities and criteria as
ultimately important. These will be used to evaluate other instrumental goals,
goals which we may have set up before recognizing their negative fruits.
Our goal of a more ethical culture is not an idol on which it is acceptable
to sacrifice real human beings.
- The existential quality of our predicament
We must make choices. Each act is a choice. However free we are or however
determined, we still act. It is prudent for us to assume that there may be a
real element of freedom in our choices and our acts.
Rather like Pascal and his famous bet, I suggest to those of us who would
have ourselves be persons-of-goodwill: Do not give up! Do not resign! We cannot
be certain that there are determining limits that guarantee victory to the
might-makes-right crowd.
Let us act as if there may be the potential for improvement. Let us behave as
if human culture might evolve in some democratic way that increases both
individual freedom and social harmony. We cannot know with certainty the
ultimate parameters and perimeters.
I suggest that we accept the responsibility of stewardship and work to maximize
both freedom and harmony in society. If we do not, we are choosing to let the
bullies win unopposed. Our task is working towards a more ethical culture. Let us
get on with it.
Human culture goes way back before our written records, but our earliest such
records are full of tales of battle and tales of heroes. Very few of these heroes
are first and foremost ethical heroes. Our history is chock full of kings and
generals whose authority and whose might were legendary. Being great was a
matter of being powerful and successful in battle or a matter of success in
ruling tribes, peoples, or empires. The Greeks had heroes of strength like
Heracles and Achilles. They had kings like Menelaus, Agamemnon, and Oedipus.
Greek heroes, Semitic heroes, Mesopotamian heroes, Indic heroes, Persian heroes,
Icelandic heroes, Medieval heroes-all these and more had epic tales spun about
them. A great many of these tales make up the literary base of the great majority
of the people of the modern world. In one famous epic, the operative god
instructs the operative warrior to suppress his humane instincts and proceed with
the slaughter. I submit that this is an example of how our heritage is part of
the problem. There is another variation on the hero that we can find in Homer:
the wily man who lives by his wits and who outwits his adversaries as he wanders
the world.
This hero is somewhat more like our contemporary commercial heroes. Heroes like
Siddhartha Gautama and Jesus are much rarer. The ethical hero is a rarity in epics
and chronicles of greatness. This is part of the story of the evolution of
consciousness. We are still in very dark ages, for all our science. This is not
necessarily so, not predestined or predetermined. Humanity is capable of
learning and of advancing its consciousness. I want to see it change faster than
before. I suspect that I am too impatient, but this sort of exhortation comes to
me and Coleridge's Ancient Mariner as a normal and compelling duty.
Many traditional approaches to theology posit several limitless or absolute
qualities or properties to the concept of God. The usual ones are the quality
of being all-powerful (omnipotence), the quality of being everywhere
(omnipresence), and the quality of being all-knowing (omniscience).
Logic is full of cognitive categories or logical sets that become problematical
when one tries to make them serve too many purposes. Consider Russell's Paradox
and Gödel's Proof for a couple of the most imminent cases of brilliant
mathematicians wrestling with the arbitrary possibilities of metacategories
posited by humans.
Omniscience is one such verbal/cognitive category. To be omniscient, one has to
be a knowing thing (or entity) that can know simultaneously from every
possible perspective and frame of reference. The nature of such a thing has
necessarily got to be a complete mystery to a merely human consciousness or even
unconsciousness. How to be certain of such a thing's will is even more mysterious.
The notion of knowing absolute truth is very similar. Except in the case of
logico-mathematical calculuses [calculi?], absolute truth would have to be some
system of knowable notions that described all possible events and entities under
all possible conditions and from all possible perspectives. This is an
interesting concept to posit, but it is an impossible one to imagine or to model,
much less state in any form of valid human proposition or even set of
propositions. The proof that a human proposition correctly describes what is the
case is either a matter of definition, as in the rules and axioms of a logical
calculus, or a matter of inductive verification using the methodology of empirical
knowledge systems.
I use this phrase empirical knowledge systems advisedly. To some people, science
can be a sort of dirty word, invoking images of rigid minds that will not consider
all the evidence when the evidence does not fit the paradigms of the particular
science invoked.
In fact, real science is nothing more than the rigorous and disciplined pursuit
of knowledge. Scio means to know in Latin and scientia is knowledge.
There are false prophets, false priests, and false knowledge-claimers all about
us. But the search for knowledge goes on in spite of them.
Pascal suggests that because we cannot be certain whether or not God exists, it
might be prudent for us to bet that he does. Perhaps because Pascal was living
in a Christian culture not so separated from the medieval days as we are, he may
have been more awed by the specter of a jealous and judgmental god condemning one
to hell if one did not believe in him or live by his rules. Pascal sees this wager
as harmless enough. He is assuming that if there is no such God, he will merely
die and be done with existence. He sees little to lose.
I assert something very different in spirit. Pascal looks to me like someone who
took a perspective on the world that saw it in the spirit of Ingmar Bergman's
Seventh Seal. I could easily imagine the Pascal of the wager being played by Max
von Sydow. The point of view of Pascal's wager seems excessively selfish and
unconcerned.
The issue is what is best for posterity, not what is best for Pascal. And I
submit that he took too seriously the opinions of others about what a God might
want from him and might do to him if he displeased Him.
My wager is quite different. If there is a God and this God advocates that our
behavior be guided by precepts like love and charity, forgiveness and mercy, then
such a God knows that a reasonable person cannot know for certain what God wills.
Such a God would, in turn, be merciful to people who do as well as they can,
according to their lights. And on the other hand, if God is a malicious white
whale, then perhaps it would be nobler to oppose it.
So I bet on an open ethical society. I commit myself to the pursuit of the
maximum freedom for all, in a context of a harmonious society. If I am wrong and
the prize really goes to the evil empire, I still think that an open minoritarian
democracy is the preferable ally and well worth fighting for.